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Mark	Details	Status	Class/Description
	P Principal Asset Management Principal Financial Services, Inc. 2325052 8 Apr 2024	FORMALIZED on 1 May 2024	Annuity underwriting; investment management of and distribution of ann... Class 036 Class 036 Insurance & Financial Services Annuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; trust services, namely, investment and personal trust services; financial retirement plan consulting and administrative services relating to nonqualified deferred compensation plans; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; investment, distribution and brokerage of funds for others, said funds comprised of registered and non-registered securities; financial administration of employer-provided and individual pension and fixed investment income plans; registered investment advisory services and broker-dealer securities services, namely, broker-dealer financial services in the field of securities and providing investment advisory services; estate planning; financial planning; insurance administration in the field of life, disability, dental, vision, critical illness, accident, accidental death and dismemberment; financial administration and financial consulting in the field of employee benefit plans, namely, deferred compensation benefit plans, defined benefit pension plans, and defined contribution plans such as profit sharing, employee retirement plans and Employee Stock Ownership Plans; financial administration of cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental insurance; real estate mortgage lending and procurement of mortgage assets for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; real estate services, namely, leasing of commercial real estate; financial investment in the field of real estate development; administration of employee welfare benefit plans concerning pre-paid dental plans and claims administration, namely, insurance claims processing; banking services, namely, savings account services, brokerage of money market funds, the provision of certificates of deposit held in IRAs.

FORMALIZED

on 1 May 2024

P Principal Asset Management

Principal Financial Services, Inc.

2325052 · 8 Apr 2024

036

Class 036

Insurance & Financial Services

Annuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; trust services, namely, investment and personal trust services; financial retirement plan consulting and administrative services relating to nonqualified deferred compensation plans; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; investment, distribution and brokerage of funds for others, said funds comprised of registered and non-registered securities; financial administration of employer-provided and individual pension and fixed investment income plans; registered investment advisory services and broker-dealer securities services, namely, broker-dealer financial services in the field of securities and providing investment advisory services; estate planning; financial planning; insurance administration in the field of life, disability, dental, vision, critical illness, accident, accidental death and dismemberment; financial administration and financial consulting in the field of employee benefit plans, namely, deferred compensation benefit plans, defined benefit pension plans, and defined contribution plans such as profit sharing, employee retirement plans and Employee Stock Ownership Plans; financial administration of cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental insurance; real estate mortgage lending and procurement of mortgage assets for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; real estate services, namely, leasing of commercial real estate; financial investment in the field of real estate development; administration of employee welfare benefit plans concerning pre-paid dental plans and claims administration, namely, insurance claims processing; banking services, namely, savings account services, brokerage of money market funds, the provision of certificates of deposit held in IRAs.

Annuity underwriting; investment management of and distribution of ann...

Owners

Princ.Ipal financial services, inc. (1)

Categories

Class 36 (1)

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